James Wilkinson

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Red IFA (Nottingham) Limited

    FRN 933688

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
    • [FCA CF] Client dealing (since 1 Apr 2021)
  • F D Financial Advisers (no longer approved here)

    FRN 210368

    • (7)Employed By (27 Sep 2013 to 1 Nov 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (27 Sep 2013 to 1 Nov 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (28 Mar 2008 to 31 Aug 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 25 Jan 2008)
    • CF22 Investment Adviser (Trainee) (6 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.