James Wheatcroft

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Manager of certification employee (since 1 Feb 2021)
    • [FCA CF] Significant management (since 1 Feb 2021)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • CF30 Customer (20 Nov 2018 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2017 to 30 Oct 2018)
    • [FCA CF] Client dealing (26 Jul 2016 to 2 Aug 2018)
    • [FCA CF] Manager of certification employee (26 Jul 2016 to 2 Aug 2018)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Aug 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Aug 2011 to 3 Feb 2012)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.