Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pilling & Co Stockbrokers Ltd
FRN 652114
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 8 Aug 2025)
- [FCA CF] CASS oversight function (since 15 May 2024)
- [FCA CF] Material risk taker (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.