Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (119)SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
- (120)CF1 Director (31 Dec 2009 to 8 Dec 2019)
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- CF28 Systems and controls (22 Oct 2014 to 5 Aug 2015)
- CF30 Customer (1 Nov 2007 to 5 Aug 2015)
- CF11 Money Laundering Reporting (3 Jun 2003 to 24 May 2004)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF28 Systems and controls (22 Oct 2014 to 5 Aug 2015)
- CF30 Customer (1 Nov 2007 to 5 Aug 2015)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
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- CF28 Systems and controls (22 Oct 2014 to 5 Aug 2015)
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- CF30 Customer (22 Oct 2014 to 10 Apr 2018)
- CF1 Director (7 Sep 2011 to 20 Dec 2018)
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- CF28 Systems and controls (22 Oct 2014 to 5 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (119)SMF3 Executive Director at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (120)CF1 Director at Nippon Life Schroders Asset Management Europe Limited