James Walker Rigby

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Jun 2013)
    • CF30 Customer (since 4 Jun 2013)
  • Cygnet Wealth Management Ltd

    FRN 600846

    • Employed By (since 4 Jun 2013)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (23 Aug 2011 to 20 Jun 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF21 Investment Adviser (18 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jul 2006 to 18 Sep 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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