James Vale

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited

    FRN 154234

    • [FCA CF] Client dealing (since 20 Jan 2026)
    • [FCA CF] Manager of certification employee (since 20 Jan 2026)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Material risk taker (16 Jul 2020 to 17 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2025)
    • CF30 Customer (19 Feb 2013 to 8 Dec 2019)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF30 Customer (3 Nov 2008 to 7 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.