Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 9 May 2024)
    • [FCA CF] Client dealing (since 9 May 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (25 Oct 2022 to 22 Feb 2024)
    • [FCA CF] Material risk taker (14 Jul 2021 to 27 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (14 Jul 2021 to 27 Feb 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 27 Feb 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (25 Oct 2022 to 22 Feb 2024)
    • [FCA CF] Material risk taker (14 Jul 2021 to 27 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (14 Jul 2021 to 27 Feb 2024)
    • [FCA CF] Client dealing (7 Sep 2016 to 27 Feb 2024)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (25 Oct 2022 to 22 Feb 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (26 Apr 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (26 Apr 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.