James Todd

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (11 Sep 2024 to 22 Sep 2025)
    • [FCA CF] Functions requiring qualifications (11 Sep 2024 to 22 Sep 2025)
    • [FCA CF] Manager of certification employee (11 Sep 2024 to 22 Sep 2025)
    • [FCA CF] Material risk taker (11 Sep 2024 to 22 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

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