James Todd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 30 Apr 2020)
    • CF30 Customer (since 24 Apr 2020)
    • CF1 Director (AR) (21 Dec 2015 to 13 May 2020)
  • RetireInvest Limited

    FRN 735551

    • (4)Employed By (since 24 Apr 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (21 Dec 2015 to 14 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

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