James Timothy Hunter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Manager of certification employee (since 30 May 2024)
    • [FCA CF] Algorithmic trading (since 15 Sep 2022)
    • [FCA CF] Client dealing (since 15 Sep 2022)
    • [FCA CF] Material risk taker (15 Sep 2022 to 2 Oct 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (3 Jul 2019 to 8 Jul 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (5 Nov 2016 to 25 Mar 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 25 Mar 2019)
    • CF30 Customer (2 Aug 2010 to 6 Mar 2016)
  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • CF30 Customer (19 Jun 2008 to 10 May 2010)
    • CF4 Partner (19 Jun 2008 to 10 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.