Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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James Ellis Consultancy Ltd
FRN 748159
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 5 Oct 2016)
- CF1 Director (5 Oct 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (5 Oct 2016 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.