James Thomas Watkin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Verity Wealth Management LLP (no longer approved here)
FRN 618523
- CF30 Customer (1 Sep 2014 to 5 Oct 2017)
- CF4 Partner (1 Sep 2014 to 5 Oct 2017)
Financial Advisory Services (no longer approved here)
FRN 176972
- (2)Employed By (8 Oct 2003 to 2 Jan 2004)
Birchwood Independent Financial Advisers Ltd (no longer approved here)
FRN 194580
- Employed By (31 Oct 2002 to 8 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.