James Thomas Pritchett

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CORPORATE SOLUTIONS (POOLE) LTD

    FRN 741551

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Material risk taker (since 30 May 2023)
    • Appointed representative dealing with clients for which they require qualification (since 30 May 2023)
    • [FCA CF] Functions requiring qualifications (since 30 May 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (31 Mar 2022 to 19 May 2023)
    • CF30 Customer (9 Feb 2022 to 19 May 2023)
  • Peter Harding Practice Ltd (no longer approved here)

    FRN 402110

    • (12)Employed By (9 Feb 2022 to 19 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.