James Thomas Murray Keenan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 27 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 27 Mar 2024)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (5 Apr 2022 to 8 Nov 2023)
    • [FCA CF] Functions requiring qualifications (5 Apr 2022 to 8 Nov 2023)
    • CF30 Customer (9 Oct 2014 to 3 Aug 2016)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Nov 2023)
    • CF30 Customer (9 Oct 2014 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (11 Mar 2010 to 13 Sep 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (31 Oct 2008 to 10 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

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