James Thomas Geers

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • [FCA CF] Material risk taker (16 Jul 2020 to 18 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (13 May 2016 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (11 Jun 2010 to 29 Feb 2016)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (20 Nov 2009 to 31 May 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.