James Thomas Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan Mansart Management Limited (no longer approved here)
FRN 586182
- CF10 Compliance Oversight (2 Apr 2013 to 31 Aug 2015)
Rooftop Mortgages Limited (no longer approved here)
FRN 303059
- CF1 Director (26 Aug 2008 to 31 Dec 2011)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF1 Director (11 Jun 2008 to 31 Dec 2011)
- CF10 Compliance Oversight (11 Jun 2008 to 31 Aug 2015)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF1 Director (14 Jul 2003 to 31 Dec 2011)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Aug 2015)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF10 Compliance Oversight (1 Dec 2001 to 31 Aug 2015)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF1 Director (1 Dec 2001 to 31 Dec 2011)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Aug 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.