James Tansley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • [FCA CF] Client dealing (since 8 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
  • Goldman Sachs International

    FRN 142888

    • [FCA CF] Client dealing (since 8 Jan 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (12 Dec 2023 to 26 Dec 2024)
    • [FCA CF] Client dealing (11 Sep 2020 to 8 Apr 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (21 Nov 2016 to 28 Aug 2020)
    • CF30 Customer (26 Oct 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.