James Tallet

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Client dealing (1 Aug 2023 to 1 Oct 2023)
    • [FCA CF] Functions requiring qualifications (16 May 2022 to 1 Oct 2023)
  • Age Partnership Limited (no longer approved here)

    FRN 425432

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jan 2021)
  • Age Partnership Wealth Management Limited (no longer approved here)

    FRN 670493

    • CF30 Customer (16 Apr 2018 to 9 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.