Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 17 Apr 2023)
    • [FCA CF] Client dealing (since 23 Nov 2018)
    • [FCA CF] Manager of certification employee (19 Jan 2023 to 9 Mar 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (9 Apr 2014 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (17 Apr 2009 to 1 Dec 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.