James Suzuki

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Client dealing (7 Mar 2016 to 9 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Aug 2005 to 30 Jun 2006)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF21 Investment Adviser (17 Jul 2006 to 19 Jan 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (14 Aug 2002 to 9 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.