James Stuart Duffin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bruce Harvey

    FRN 416464

    • Employed By (since 24 Aug 2023)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 May 2015)
  • Blythswood Associates Ltd (no longer approved here)

    FRN 603860

    • Employed By (5 Jan 2019 to 30 Aug 2023)
  • Blythswood Associates (no longer approved here)

    FRN 600175

    • Employed By (24 May 2018 to 9 Jan 2019)
  • Whiteleigh Financial Planning Ltd (no longer approved here)

    FRN 531141

    • Employed By (19 May 2015 to 7 Sep 2015)
  • Gilson Gray Financial Limited (no longer approved here)

    FRN 628199

    • (22)Employed By (21 Apr 2015 to 19 May 2015)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (23 Oct 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Oct 2002 to 23 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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