James Stuart Cornes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GMT Mortgage Bureau and Financial Consultancy (no longer approved here)
FRN 191184
- (4)Employed By (11 Jan 2008 to 30 Apr 2008)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (12 Dec 2007 to 30 Apr 2008)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 28 Dec 2007)
- CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Jun 2005 to 10 Oct 2005)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2005)

Updates to this individual's record on the FCA register.

9 hours ago
controlled function added: (4)Employed By at GMT Mortgage Bureau and Financial Consultancy

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.