James Stevens

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Investors Global Services Limited

    FRN 119178

    • [FCA CF] Manager of certification employee (since 16 Apr 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (16 Apr 2021 to 11 Jan 2022)
    • [FCA CF] Material risk taker (1 Jan 2021 to 31 Dec 2021)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • [FCA CF] Manager of certification employee (16 Apr 2021 to 31 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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