James Stephen Proctor

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UKGlobal Broking Group Limited
FRN 840855
- SMF3 Executive Director (since 20 Jan 2020)
- CF1 Director (AR) (30 Sep 2020 to 31 Oct 2022)
UKGlobal Schemes & Affinities Ltd (no longer approved here)
FRN 942357
- Employed By (19 Apr 2021 to 31 Oct 2022)
UKGlobal Risk Solutions Limited (no longer approved here)
FRN 935260
- Employed By (27 Oct 2020 to 31 Oct 2022)
UKGlobal Leeds Limited (no longer approved here)
FRN 920824
- Employed By (11 Feb 2020 to 31 Oct 2022)
UKGlobal Healthcare Solutions Ltd (no longer approved here)
FRN 759453
- Employed By (19 Jan 2019 to 31 Oct 2022)
UKGlobal London Limited (no longer approved here)
FRN 807721
- Employed By (29 May 2018 to 31 Oct 2022)
UKGlobal Bristol Ltd (no longer approved here)
FRN 807722
- Employed By (29 May 2018 to 31 Oct 2022)
UKGlobal Midlands Limited (no longer approved here)
FRN 800208
- Employed By (26 Feb 2018 to 31 Oct 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.