James Simon Holian

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commonwealth Bank of Australia

    FRN 139185

    • [FCA CF] Client dealing (since 3 Oct 2022)
    • [FCA CF] Manager of certification employee (since 3 Oct 2022)
    • [FCA CF] Material risk taker (3 Oct 2022 to 30 Jun 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 26 May 2009)
    • CF26 Customer Trading (16 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.