James Sharpe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited

    FRN 119348

    • [FCA CF] Client dealing (since 10 May 2023)
  • SCHRODER & CO. LIMITED

    FRN 144206

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 6 May 2021)
    • [FCA CF] Client dealing (since 6 May 2021)
  • Fusion Wealth Limited (no longer approved here)

    FRN 541404

    • [FCA CF] Client dealing (12 Mar 2021 to 5 May 2021)
    • [FCA CF] Functions requiring qualifications (12 Mar 2021 to 1 Aug 2023)
    • [FCA CF] Significant management (12 Mar 2021 to 1 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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