James Scott Robertson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Active Financial Planners Limited

    FRN 193065

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (10 Jun 2010 to 8 Dec 2019)
  • Lamb & Associates Independent Financial Planning Limited (no longer approved here)

    FRN 165570

    • (8)Employed By (22 Nov 2004 to 30 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.