James Scott Harris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Strand Hanson Limited

    FRN 161661

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (21 Sep 2009 to 5 Oct 2009)
    • CF11 Money Laundering Reporting (21 Sep 2009 to 5 Oct 2009)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (7 Apr 2005 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Jun 2004 to 31 Oct 2007)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • CF23 Corporate Finance Adviser (19 May 2003 to 30 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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