James Schofield

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (21 Dec 2016 to 24 Jun 2021)
    • [FCA CF] Manager of certification employee (21 Dec 2016 to 24 Jun 2021)
    • [FCA CF] Material risk taker (21 Dec 2016 to 7 May 2019)
    • [PRA CF] Significant risk taker or Material risk taker (21 Dec 2016 to 7 May 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Jun 2006 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (21 Dec 2016 to 24 Jun 2021)
    • [FCA CF] Material risk taker (21 Dec 2016 to 7 May 2019)
    • [FCA CF] Manager of certification employee (21 Dec 2016 to 24 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (21 Dec 2016 to 7 May 2019)
    • CF30 Customer (12 Aug 2009 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 22 Sep 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.