Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 7 Jun 2024)
- CF30 Customer (since 6 Jun 2024)
- [FCA CF] Functions requiring qualifications (20 Mar 2024 to 7 Jun 2024)
- [FCA CF] Client dealing (20 Mar 2024 to 7 Jun 2024)
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One Financial Solutions Ltd
FRN 607130
- (14)Employed By (since 6 Jun 2024)
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- [FCA CF] Functions requiring qualifications (13 Jan 2022 to 26 Apr 2024)
- CF30 Customer (10 Oct 2021 to 26 Apr 2024)
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- (9)Employed By (10 Oct 2021 to 26 Apr 2024)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 23 Dec 2020)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Dec 2020)
- CF30 Customer (25 Apr 2019 to 23 Dec 2020)
- CF1 Director (AR) (25 Apr 2019 to 23 Dec 2020)
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- CF1 Director (AR) (17 Nov 2017 to 12 May 2019)
- CF30 Customer (17 Nov 2017 to 12 May 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Berkeley Financial Partners Ltd
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controlled function added: (9)Employed By at Berkeley Financial Partners Ltd