James Ryan Rooney

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSONAL FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 184595

    • [FCA CF] Client dealing (4 Jan 2021 to 28 Jun 2022)
    • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 28 Jun 2022)
    • CF30 Customer (15 Jul 2013 to 6 Dec 2018)
  • Taylor Withers & Company (no longer approved here)

    FRN 142521

    • CF30 Customer (1 Jan 2008 to 6 Jun 2008)
    • CF1 Director (AR) (1 Jan 2008 to 6 Jun 2008)
  • It's Yours Limited (no longer approved here)

    FRN 476036

    • (2)Employed By (20 Dec 2007 to 6 Jun 2008)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF26 Customer Trading (6 Mar 2003 to 22 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at It's Yours Limited

  2. controlled function added: (2)Employed By at It's Yours Limited