James Royston Goater

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Laven Advisors LLP
FRN 447282
- CF1 Director (AR) (since 9 Dec 2024)
- CF3 Chief Executive (AR) (since 9 Dec 2024)
- CF30 Customer (since 9 Dec 2024)
InTick Limited
FRN 1021672
- (4)Employed By (since 9 Dec 2024)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Manager of certification employee (22 Jan 2021 to 2 Oct 2023)
- [FCA CF] Client dealing (27 Aug 2018 to 2 Oct 2023)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- CF30 Customer (17 Nov 2014 to 6 Mar 2016)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (17 Nov 2014 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.