James Roland Broadley

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HAYNES BROTHERS,LIMITED
FRN 1001070
- (1)Employed By (since 16 Aug 2023)
Haynes Agritec Limited
FRN 695502
- (1)Employed By (since 25 Jul 2023)
Haynes Trucks Limited
FRN 695504
- (1)Employed By (since 25 Jul 2023)
Haynes of Maidstone Limited
FRN 695506
- (1)Employed By (since 25 Jul 2023)
AUTOMOTIVE COMPLIANCE LIMITED
FRN 497010
- CF1 Director (AR) (since 21 Jul 2023)
Haynes Agricultural Limited
FRN 518240
- (1)Employed By (since 21 Jul 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.