James Roger Palmer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 8 Jan 2026)
    • CF1 Director (AR) (since 2 Dec 2025)
    • CF30 Customer (since 2 Dec 2025)
    • [FCA CF] Functions requiring qualifications (20 Feb 2024 to 8 Jan 2026)
    • [FCA CF] Client dealing (20 Feb 2024 to 8 Jan 2026)
  • Third Wealth Ltd

    FRN 1044712

    • (1)Employed By (since 2 Dec 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (10 Feb 2021 to 25 Jul 2023)
    • CF30 Customer (4 Feb 2021 to 25 Jul 2023)
  • Financial Lifestyle Management Ltd (no longer approved here)

    FRN 433338

    • (11)Employed By (4 Feb 2021 to 25 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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