James Robin Bradford Burgoyne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BURGOYNE CAPITAL LIMITED

    FRN 605715

    • [FCA CF] Client dealing (since 15 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (24 Jan 2014 to 8 Dec 2019)
    • CF1 Director (24 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Jan 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (24 Jan 2014 to 8 Dec 2019)
  • SIMBA CAPITAL LIMITED (no longer approved here)

    FRN 401310

    • CF30 Customer (5 Jul 2012 to 23 Jan 2014)
  • Burgoyne Capital Ltd (no longer approved here)

    FRN 463200

    • Employed By (22 Nov 2011 to 3 Feb 2012)
  • LumX Asset Management (U.K.) Limited (no longer approved here)

    FRN 195960

    • CF21 Investment Adviser (28 Feb 2006 to 15 Jan 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.