James Robertson Elliot

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • [FCA CF] Material risk taker (25 Apr 2023 to 5 Nov 2025)
    • [FCA CF] Client dealing (25 Nov 2020 to 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • CF30 Customer (9 Aug 2019 to 8 Dec 2019)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
    • [FCA CF] Client dealing (25 Nov 2020 to 31 Mar 2026)
    • CF30 Customer (9 Aug 2019 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (18 Jan 2017 to 1 Apr 2019)
    • CF27 Investment Management (29 Apr 2002 to 4 Feb 2005)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF30 Customer (26 Oct 2010 to 1 Apr 2019)
    • CF27 Investment Management (2 Apr 2002 to 4 Feb 2005)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF30 Customer (26 Oct 2010 to 1 Apr 2019)
    • CF21 Investment Adviser (12 May 2003 to 31 Dec 2003)
    • CF27 Investment Management (1 Dec 2001 to 4 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.