James Roberts

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 7 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Jun 2021 to 31 Dec 2022)
  • Goldman Sachs International

    FRN 142888

    • [FCA CF] Manager of certification employee (since 15 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Jun 2021)
    • [FCA CF] Client dealing (since 7 Jun 2021)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (24 Feb 2020 to 16 Jun 2020)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (15 Oct 2019 to 24 May 2021)
    • [FCA CF] Material risk taker (13 Jun 2019 to 24 May 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 May 2021)
    • CF30 Customer (31 Oct 2014 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (15 Oct 2019 to 24 May 2021)
    • [FCA CF] Material risk taker (13 Jun 2019 to 24 May 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 May 2021)
    • CF30 Customer (31 Oct 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.