James Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blevins Franks Financial Management Limited

    FRN 179731

    • SMF1 Chief Executive (since 20 Jan 2026)
    • SMF3 Executive Director (since 20 Jan 2026)
  • Partners Wealth Management LLP (no longer approved here)

    FRN 442303

    • Responsible for Insurance Distribution (4 Mar 2022 to 10 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Jan 2024)
    • SMF27 Partner (9 Dec 2019 to 10 Jan 2024)
    • CF3 Chief Executive (17 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Oct 2010 to 1 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (6 Jun 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Jun 2006 to 31 Oct 2007)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (1 Dec 2001 to 15 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.