James Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Client dealing (23 Nov 2017 to 29 Jan 2019)
    • [FCA CF] Functions requiring qualifications (23 Nov 2017 to 29 Jan 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
    • CF30 Customer (23 Jun 2011 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (16 Jan 2014 to 22 Mar 2018)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (23 Jun 2011 to 10 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.