James Robert Wallace

Last updated
1 day ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Wealth Management Limited

    FRN 188596

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 1 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (5 May 2020 to 26 Nov 2021)
    • CF30 Customer (27 Apr 2020 to 26 Nov 2021)
  • David James Wealth Limited (no longer approved here)

    FRN 771834

    • Employed By (27 Apr 2020 to 26 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

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