James Robert Spencer Mouland

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 22 Jan 2026)
    • CF30 Customer (since 30 Dec 2025)
    • CF1 Director (AR) (since 30 Dec 2025)
  • Redlands Financial Planning Limited

    FRN 1046292

    • (1)Employed By (since 30 Dec 2025)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • [FCA CF] Manager of certification employee (9 Sep 2024 to 30 Oct 2025)
  • Towers Watson Limited (no longer approved here)

    FRN 432886

    • [FCA CF] Significant management (1 Jan 2022 to 9 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Sep 2021 to 9 Sep 2024)
    • [FCA CF] Material risk taker (1 Sep 2021 to 1 Jan 2022)
    • [FCA CF] Client dealing (6 Jan 2020 to 9 Sep 2024)
    • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 9 Sep 2024)
    • CF30 Customer (2 Oct 2009 to 31 Dec 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (28 Jan 2014 to 4 Oct 2019)
    • CF1 Director (AR) (28 Jan 2014 to 4 Oct 2019)
  • Compass Financial Planning Limited (no longer approved here)

    FRN 613387

    • Employed By (28 Jan 2014 to 4 Oct 2019)
  • Gallagher (Administration & Investment) Limited (no longer approved here)

    FRN 115057

    • CF30 Customer (15 Jan 2008 to 17 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.