Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (1 Nov 2007 to 1 May 2014)
- CF28 Systems and controls (1 Nov 2007 to 1 May 2014)
- CF10 Compliance Oversight (9 Sep 2003 to 1 Dec 2011)
- CF13 Finance (9 Sep 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.