Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 18 Feb 2020)
    • CF30 Customer (26 Jul 2018 to 8 Dec 2019)
  • Western Asset Management Company Limited (no longer approved here)

    FRN 145930

    • CF30 Customer (1 Nov 2007 to 26 May 2011)
    • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2003)
    • CF27 Investment Management (1 Dec 2001 to 1 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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