James Robert Iain MacDonald

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 6 Sep 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (1 Jan 2023 to 5 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2023 to 5 Sep 2023)
    • [FCA CF] Manager of certification employee (20 May 2021 to 5 Sep 2023)
    • [FCA CF] Client dealing (7 Jan 2019 to 5 Sep 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 21 Dec 2018)
    • CF30 Customer (4 Jan 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 21 Dec 2018)
    • CF30 Customer (4 Jan 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.