James Robert Harrison

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GUNN JCB Limited
FRN 659392
- SMF29 Limited scope function (limited scope SMCR firms only) (since 10 May 2024)
T. C. Harrison Group Limited
FRN 312522
- SMF9 Chair of the Governing Body (since 29 Feb 2020)
- SMF3 Executive Director (since 16 Feb 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (24 May 2017 to 8 Dec 2019)
- CF1 Director (AR) (18 Jun 2013 to 17 Oct 2022)
- CF8 Apportionment and Oversight (14 May 2013 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 May 2013 to 30 Sep 2018)
T.C. Harrison 1960 Limited
FRN 664529
- SMF9 Chair of the Governing Body (since 29 Feb 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF1 Director (8 Jul 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Jul 2019 to 8 Dec 2019)
- CF8 Apportionment and Oversight (26 Mar 2015 to 8 Jul 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.