Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 6 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Aug 2019)
    • [FCA CF] Manager of certification employee (since 19 Oct 2018)
    • [PRA CF] Managing a material risk taker (since 19 Oct 2018)
    • [FCA CF] Client dealing (since 3 Oct 2018)
    • [FCA CF] Significant management (since 6 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Aug 2019)
    • [PRA CF] Managing a material risk taker (since 19 Oct 2018)
    • [FCA CF] Manager of certification employee (since 19 Oct 2018)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (29 Oct 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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