Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FSE Fund Managers Limited (no longer approved here)

    FRN 458820

    • CF30 Customer (28 Feb 2013 to 22 Sep 2015)
    • CF10 Compliance Oversight (14 May 2007 to 30 Jun 2008)
    • CF11 Money Laundering Reporting (14 May 2007 to 30 Jun 2008)
    • CF21 Investment Adviser (14 May 2007 to 31 Oct 2007)
    • CF27 Investment Management (14 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.