Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (28 Feb 2013 to 22 Sep 2015)
- CF10 Compliance Oversight (14 May 2007 to 30 Jun 2008)
- CF11 Money Laundering Reporting (14 May 2007 to 30 Jun 2008)
- CF21 Investment Adviser (14 May 2007 to 31 Oct 2007)
- CF27 Investment Management (14 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.