James Robert Fox

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (1 Mar 2023 to 29 Dec 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Dec 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (10 Jan 2007 to 30 Jun 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.