James Robert Fitzpatrick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Azets Wealth Management Limited

    FRN 449016

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Client dealing (16 Jun 2023 to 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (16 Jun 2023 to 1 Apr 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2024)
    • CF30 Customer (15 Mar 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.