James Robert David Fiddy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 3 Dec 2015)
    • CF30 Customer (since 4 Apr 2012)
  • East Anglia Wealth Management Limited

    FRN 804037

    • (3)Employed By (since 6 Apr 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 25 Apr 2012)
    • CF21 Investment Adviser (12 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Aug 2004 to 12 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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